Quadrus Investment Services Ltd.
Location
BRITISH COLUMBIA
Founded
Risk Signals
12 news mentions monitored
Industry Context
This company is tracked across risk categories, including those related to its sector (e.g., Security Brokers, Dealers, and Flotation Companies), including supply chain integrity, ESG practices, labor disputes, and regulatory compliance.
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Recent Articles about Quadrus Investment Services Ltd.
Live alerts from global media, monitored by Business Radar
2025-03-23 (millstonenews.com)
Mississippi Mills Community Fund Newsletter – March 2025 | The Millstone
On February 20th the Mississippi Mills Community Fund (MMCF) was launched at a public meeting held at the Mississippi Valley Textile Museum in Almonte. A large group of interested members of the community attended the event which featured speakers Janet Adams, Manager, Philanthropic Services & Community Building for the Ottawa Community Foundation and Benjamin Haskins, Managing Partner, Quadrus Investment Services Limited. There was a great deal of interest and engagement from attendees with many thoughtful questions posed.
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2024-07-17 (wealthprofessional.ca)
Dealing rep banned for misappropriation of funds from spouse's account
Rep believed husband did not pay fair share of household expenses
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2022-07-21 (advisor.ca)
MFDA bans, fines former advisor $300K for funds misappropriation | Advisor's Edge
The four victims included insurance clients and were the advisor's family members
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2021-12-07 (wealthprofessional.ca)
Puppet advisor in hot water for role in stealth advice scheme
MFDA details how former Ontario fund representative enabled banned person to continue servicing clients
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2021-11-25 (wealthprofessional.ca)
MFDA fines Quadrus six-figure sum for non-compliant incentive practices
Regulator uncovers more than 15-year failure to establish adequate system of controls to ensure adherence to securities law
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2021-11-24 (advisor.ca)
Quadrus settles with MFDA over lapses in sales practices | Advisor's Edge
Incentive structure favoured in-house funds over third-party funds, regulator found
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2021-11-24 (newswire.ca)
MFDA Hearing Panel accepts settlement agreement with Quadrus Investment Services Ltd.
/CNW/ - A settlement hearing in the matter of Quadrus Investment Services Ltd. (the "Respondent") was held electronically by videoconference on November 23,...
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2021-11-18 (newswire.ca)
MFDA issues Notice of Settlement Hearing in respect of Quadrus Investment Services Ltd.
/CNW/ - The Mutual Fund Dealers Association of Canada (the "MFDA") announced that it has issued a Notice of Settlement Hearing dated November 15, 2021,...
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2020-04-09 (newswire.ca)
Mackenzie Investments Announces Changes to Select Quadrus Funds
/CNW/ - Mackenzie Investments and Quadrus Investment Services Ltd. today announced two sub-advisor changes for three funds as part of their ongoing efforts to...
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2015-11-10 (theglobeandmail.com)
Quadrus agrees to repay $8-million of client fees
The company voluntarily reported to the OSC in February that some clients had invested in mutual funds without being told they qualified for lower-cost funds
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2015-07-14 (cbc.ca)
Nova Scotia couple who lost life savings settle lawsuit with Quadrus
Quadrus Investment Services has settled a lawsuit brought by a Nova Scotia couple who say their former investment advisor defrauded them of more than $1 million in home equity and pension savings. John Hancock is a CBC sports broadcaster who says the settlement will allow the couple to start over.
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2013-11-26 (cbc.ca)
Quadrus Investment fights back against fraud claims | CBC News
The investment company at the centre of a court battle with a Nova Scotia couple is fighting back against accusations that one of their advisers defrauded them out of most of their life savings.
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