Massmutual Premier High Yield Fund
Location
Massachusetts
Founded
2013-01-26
Website
Risk Signals
1588 news mentions monitored
Industry Context
This company is tracked across risk categories, including those related to its sector (e.g., Life Insurance), including supply chain integrity, ESG practices, labor disputes, and regulatory compliance.
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Recent Articles about Massmutual Premier High Yield Fund
Live alerts from global media, monitored by Business Radar
2024-09-24 (emprendedores.es)
The insurtech Tuio raises 15 million euros
Tuio has just closed a financing round of 15 million euros, becoming the insurtech that has managed to attract the most investment.
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2024-07-04 (investment-international.com)
US giant insurer MassMutual fined $4.75m over 'Roaring Kitty' broker case
A MassMutual investment subsidiary has agreed to pay $4.75m over the firm's failure to supervise agents, including Keith Gill, who is also known on some social media sites as "Roaring Kitty."
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2023-11-30 (telegram.com)
Marissa Mendes charged in crash that killed Scott Reed of Sunapee
Scott M. Reed died in May, more than 10 months after the crash in Uxbridge.
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2023-05-17 (investmentnews.com)
Finra slaps MassMutual B-D MML with $250,000 fine
Finra Tuesday fined MML, the retail B-D for MassMutual, $250,000 over its neglecting to update brokers' records to include complaints.
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2022-08-17 (thinkadvisor.com)
MassMutual BD Fined $250K, Ex-Broker Barred for Fraud
Regulators in Massachusetts say MLS Investment Services failed to supervise Charles Evan, who pressured clients into buying unsuitable insurance products.
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2021-09-16 (reuters.com)
Massachusetts fines MassMutual $4.75 mln in 'Roaring Kitty' case
A MassMutual investment subsidiary has agreed to pay $4.75 million to resolve allegations by Massachusetts securities regulators including that it failed to supervise its agents, among them the social media persona "Roaring Kitty," whose online posts helped spark January's trading frenzy in GameStop Corp shares.
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2021-09-16 (nbcboston.com)
'Roaring Kitty,' Key Figure in Gamestop Stock Craze, Nets MassMutual $4M Fine
YouTuber Roaring Kitty, one of the key figures in this winter's GameStop meme stock bonanza, landed his former employer in hot water with Massachusetts regulators, including a $4 million fine.
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2021-09-16 (marketwatch.com)
Reddit gleeful as MassMutual takes the heat for RoaringKitty's actions
‘They didn’t punish him,’ explains one Reddit user. ‘They punished the company responsible for keeping him from doing stupid things with clients money’
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2021-09-16 (investmentnews.com)
Galvin fines MassMutual $4 million in 'Roaring Kitty' case
Keith Gill, known as Roaring Kitty, was employed at MML Investors Services during the meme stock frenzy, according to the regulator.
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(thehill.com)
MassMutual fined $4M over employee’s role in GameStop frenzy
MassMutual has been fined $4 million as part of a settlement with Massachusetts regulators, who accused the life insurance company of failing to adequately supervise an employee who promoted GameStop’s stock on social media, helping prompt a trading frenzy earlier this year. William Galvin, the state’s secretary of the commonwealth, unveiled the terms of the…
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(apnews.com)
MassMutual fined for failing to monitor GameStop saga star
Massachusetts is fining MassMutual $4 million after accusing the company of failing to supervise an employee whose online cheerleading of GameStop’s stock helped launch the frenzy that shook Wall Street earlier this year.
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(investmentnews.com)
Galvin fines MassMutual $4 million in 'Roaring Kitty' case
Keith Gill’s employment at MML Investors Services overlapped with his involvement in the GameStop and meme stock frenzy that occurred in late 2020 and early 2021, according to the regulator.
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