Haitong Securities Co., Ltd.
Location
Shanghai
Founded
1993-08-21
Website
Risk Signals
330 news mentions monitored
Industry Context
This company is tracked across risk categories, including those related to its sector (e.g., Security Brokers, Dealers, and Flotation Companies), including supply chain integrity, ESG practices, labor disputes, and regulatory compliance.
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Recent Articles about Haitong Securities Co., Ltd.
Live alerts from global media, monitored by Business Radar
2024-10-20 (eeo.com.cn)
The results of the special inspection of the securities industry by the China Securities Regulatory Commission are released, and 11 securities firms received fines
Economic Observer Network Reporter Huang Yifan On October 18, the official website of the China Securities Regulatory Commission (hereinafter referred to as the "CSRC") reported the internal control and professional integrity inspections of securities companies' investment banking businesses.
Read more2017-05-24 (reuters.com)
China cracks down on top brokerages in latest clean-up effort
China has fined Citic Securities, Haitong Securities and Guosen Securities for breaking brokerage rules as part of Beijing's efforts to clean up its financial services sector.
Read more
(yicaiglobal.com)
Super Zhuo Hang Branch IPO over-raised funds were "misappropriated" intermediary supervision laissez-faire? Haitong, China Airlines two brokerages eat fines
A few days ago, Chaozhuo Hangke( 688237.SH) was placed on file for investigation by the CSRC on
Read more