Haitong Securities Co., Ltd.

Location

Shanghai

Founded

1993-08-21

Risk Signals

330 news mentions monitored

Industry Context

This company is tracked across risk categories, including those related to its sector (e.g., Security Brokers, Dealers, and Flotation Companies), including supply chain integrity, ESG practices, labor disputes, and regulatory compliance.

Recent Articles about Haitong Securities Co., Ltd.

Live alerts from global media, monitored by Business Radar

The results of the special inspection of the securities industry by the China Securities Regulatory Commission are released, and 11 securities firms received fines

2024-10-20 (eeo.com.cn)

The results of the special inspection of the securities industry by the China Securities Regulatory Commission are released, and 11 securities firms received fines

Economic Observer Network Reporter Huang Yifan On October 18, the official website of the China Securities Regulatory Commission (hereinafter referred to as the "CSRC") reported the internal control and professional integrity inspections of securities companies' investment banking businesses.

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China’s Investment Banking Shakeout Resembles the Swiss Model

2024-09-19 (bloomberg.com)

China’s Investment Banking Shakeout Resembles the Swiss Model

The biggest brokerage merger in years looks more like a bailout, masking billion-dollar losses from bond underwriting.

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How Far Is One Brokerage Giant From Becoming a Top Investment Bank?

2024-09-14 (caixinglobal.com)

How Far Is One Brokerage Giant From Becoming a Top Investment Bank?

How Far Is One Brokerage Giant From Becoming a Top Investment Bank?

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UBS Applies to Dismiss $500 Million Lawsuit in London, Filed by Chinese Billionaire for Share Margin Call

2022-01-21 (caproasia.com)

UBS Applies to Dismiss $500 Million Lawsuit in London, Filed by Chinese Billionaire for Share Margin Call

UBS Applies to Dismiss$ 500 Million Lawsuit in London, Filed by Chinese Billionaire for Share Margin Call 21st January 2022| Hong Kong UBS has applied to the London court to dismiss a$ 500 million lawsuit filed by Chinese billionaire Guo Wengui, for UBS force-selling of a stock( Haitong Securities)

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China’s market watchdog launches investigation into Haitong Securities for suspected violation of...

2021-09-08 (scmp.com)

China’s market watchdog launches investigation into Haitong Securities for suspected violation of...

Haitong Securities, China’s second largest brokerage by revenue, said on Wednesday that the country’s securities watchdog is investigating it for suspected violation of securities rules.

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China’s tech and finance groups flock to Singapore

2020-09-09 (ft.com)

China’s tech and finance groups flock to Singapore

City’s tech allure burnished as barriers go up against Chinese groups in US and India

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US trade war has cost China ‘almost 2 million industrial jobs’, CICC says

2019-07-24 (scmp.com)

US trade war has cost China ‘almost 2 million industrial jobs’, CICC says

Total losses of 5 million represent 3.4 per cent of total employment in the sector and 0.7 per cent of the labour force, according to China International Capital Corp.

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Haitong Securities’ Stock Dives as China Probes Suspected Rules Violation

2018-09-18 (yicaiglobal.com)

Haitong Securities’ Stock Dives as China Probes Suspected Rules Violation

Haitong Securities’ Stock Dives as China Probes Suspected Rules Violation Xu Wei/ SOURCE: Yicai Haitong Securities’ Stock Dives as China Probes Suspected Rules Violation( Yicai Global) Sept.9 -- Shares of Haitong Securities plunged after the Chinese

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Regulators probe 3 Chinese securities firms

2015-11-27 (washingtonpost.com)

Regulators probe 3 Chinese securities firms

MARKETS

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China stocks tumble as regulator widens probe

2015-11-27 (rte.ie)

China stocks tumble as regulator widens probe

Chinese shares sank more than 5% today in their biggest drop since this summer's rout. The big falls after Reuters reported the stock regulator had widened its probe on brokerages to include the country's fourth-biggest securities firm. The sharp drop highlights the volatility of China 's markets

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China’s Stock-Market Regulator Investigating Haitong Securities

2015-11-27 (wsj.com)

China’s Stock-Market Regulator Investigating Haitong Securities

Haitong statement comes after two Chinese brokers said they were being investigated

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China’s Haitong Securities to raise US$670 million in 5-year bonds

2015-04-15 (scmp.com)

China’s Haitong Securities to raise US$670 million in 5-year bonds

China’s Haitong Securities to raise US$670 million in 5-year bonds

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