Voya Financial, Inc.
Location
New York
Founded
1975-01-26
Website
Risk Signals
2677 news mentions monitored
Industry Context
This company is tracked across risk categories, including those related to its sector (e.g., Security Brokers, Dealers, and Flotation Companies, Investment Advice, Life Insurance, Insurance Agents, Brokers, and Service, Business Services, Not Elsewhere Classified), including supply chain integrity, ESG practices, labor disputes, and regulatory compliance.
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Recent Articles about Voya Financial, Inc.
Live alerts from global media, monitored by Business Radar
2024-01-26 (thinkadvisor.com)
Voya Financial Advisors Gets FINRA Penalty Over Life Sales | ThinkAdvisor
The company resolved a case involving about $8.7 million in compensation.
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2022-05-17 (derstandard.at)
Allianz concludes a billion-euro settlement in the USA after allegations of fraud
Allianz Global Investment (AGI) lost billions in customer assets at the beginning of the corona pandemic. Voya Financial expresses interest in AGI's US business
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2022-03-11 (financial-planning.com)
City National unit settles SEC case for $30M as disclosure cases grind on
The regulator didn’t provide any explanation for the much larger payout, but it did release another similar settlement the following day.
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2021-07-28 (napa-net.org)
Voya Settles Big Suit from Small Plan
The suit—brought by a $3 million plan on behalf of the 47,000 plans Voya services—has been dropped.
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2021-07-14 (planadviser.com)
Confidential Settlement Reached in Excessive Fee Suit Against Voya
A previous court decision left only one claim in the lawsuit, which was related to fee disclosures.
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2021-07-14 (napa-net.org)
Voya Settles Big Suit from Small Plan
The suit—brought by a $3 million plan on behalf of the 47,000 plans Voya services—has been dropped.
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2021-01-02 (irei.com)
Voya to pay SEC fine of $22.9m | News | Institutional Real Estate, Inc.
Voya Financial Advisors has reached a $22.92 million settlement with the Securities and Exchange Commission. The Des Moines, Iowa–based investment company allegedly made misleading statements regarding investment advice it provided to clients about
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2020-12-25 (thewealthadvisor.com)
Voya Settles $23 Million Fiduciary Breaches
Voya Settles $23 Million Fiduciary Breaches
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2020-12-22 (wealthmanagement.com)
Voya Financial to Pay Nearly $23 Million for Share Class Violations
The order is the latest in a recent run of SEC actions against firms alleging they failed to disclose conflicts around mutual fund share class selection.
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2020-12-22 (reuters.com)
Voya Financial to repay clients $22.9 million in SEC deal over conflicts
Voya Financial Advisors Inc has agreed to repay clients $22.9 million in a settlement with the U.S. Securities and Exchange Commission, resolving claims that the company earned higher fees thanks to undisclosed conflicts of interest.
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2019-09-27 (investmentnews.com)
Voya Financial Advisors settles with more than a dozen clients of former broker - InvestmentNews
aa_free Voya Financial Advisors settles with more than a dozen clients of former broker So far, the firm has paid more than $900,000 on complaints about the REITs and variable annuities the broker used in clients' portfolios. 2 MINS By Bruce Kelly
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2018-09-26 (investmentnews.com)
Voya pays $1 million to settle SEC charges over cybersecurity breach
Attackers allegedly impersonated independent advisers to gain access to VFA's online portal.
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