Voya Financial, Inc.
Location
New York
Founded
1975-01-26
Website
Risk Signals
2677 news mentions monitored
Industry Context
This company is tracked across risk categories, including those related to its sector (e.g., Security Brokers, Dealers, and Flotation Companies, Investment Advice, Life Insurance, Insurance Agents, Brokers, and Service, Business Services, Not Elsewhere Classified), including supply chain integrity, ESG practices, labor disputes, and regulatory compliance.
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Recent Articles about Voya Financial, Inc.
Live alerts from global media, monitored by Business Radar
2024-01-26 (thinkadvisor.com)
Voya Financial Advisors Gets FINRA Penalty Over Life Sales | ThinkAdvisor
The company resolved a case involving about $8.7 million in compensation.
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2023-11-21 (wbbjtv.com)
'Godspell' to be presented at USJ this December - WBBJ TV
JACKSON, Tennessee -- The University School of Jackson Fine Arts Department and Voya Financial will present "Godspell" this December.
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2023-05-15 (yahoo.com)
Voya Financial (NYSE:VOYA) Is Due To Pay A Dividend Of $0.20
The board of Voya Financial, Inc. ( NYSE:VOYA ) has announced that it will pay a dividend of $0.20 per share on the...
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2021-09-30 (natlawreview.com)
SEC Issues $1 Million Identity Theft Rule Fine
SEC issues the Identity theft red flag rule, which will impose fines for failure to have written policies and procedures to protect customer information.
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2021-01-02 (irei.com)
Voya to pay SEC fine of $22.9m | News | Institutional Real Estate, Inc.
Voya Financial Advisors has reached a $22.92 million settlement with the Securities and Exchange Commission. The Des Moines, Iowa–based investment company allegedly made misleading statements regarding investment advice it provided to clients about
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2020-12-22 (wealthmanagement.com)
Voya Financial to Pay Nearly $23 Million for Share Class Violations
The order is the latest in a recent run of SEC actions against firms alleging they failed to disclose conflicts around mutual fund share class selection.
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2020-12-22 (investmentnews.com)
SEC slams Voya Financial with $23 million fine for conflicts at RIA
The SEC fine Voya received stems from conflicts of interest ranging from 12b-1 fees to cash sweep accounts to alternative investments.
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2018-10-04 (desmoinesregister.com)
SEC fines Iowa's Voya Financial Advisors $1M for alleged cybersecurity lapses
The SEC alleged that Des Moines-based Voya Financial Advisors had weaknesses in security systems that had been previously exposed.
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2018-09-26 (investmentnews.com)
Voya pays $1 million to settle SEC charges over cybersecurity breach
Attackers allegedly impersonated independent advisers to gain access to VFA's online portal.
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2017-03-09 (investmentnews.com)
Voya to pay $3.1 million for disclosure violations - InvestmentNews
SEC says firm didn't report to customers conflicts or income it received from clearing broker.
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(law360.com)
Voya Pays $3M SEC Fine Over Conflicted Revenue Agreement
Voya Financial Advisors Inc. has agreed to pay more than $3 million in disgorgement, interest and penalties for failing to disclose revenue-sharing agreements it had with a third-party broker-dealer, the U.S. Securities and Exchange Commission announced Wednesday.
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(investmentnews.com)
Finra fines eight broker-dealers $6.2 million for selling customers unsuitable variable annuity products
In addition, Voya Financial and four Cetera Group firms will pay customers $6.3 million in restitution.
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