UBS Alternative and Quantitative Investments LLC
Location
Connecticut
Founded
2012-02-28
Website
Risk Signals
39844 news mentions monitored
Industry Context
This company is tracked across risk categories, including those related to its sector (e.g., Investors, Not Elsewhere Classified), including supply chain integrity, ESG practices, labor disputes, and regulatory compliance.
Filter risk signals by topic
Select a theme below to explore the company’s news mentions in specific risk areas.
Recent Articles about UBS Alternative and Quantitative Investments LLC
Live alerts from global media, monitored by Business Radar
2025-06-30 (nzz.ch)
René Benko, Greensill and UBS: Why even professionals fall into the return trap
Financial scandals around Benko and Greensill: Lessons for investors
Read more
2025-06-05 (treasuryandrisk.com)
UBS Joins List of 50 Firms Facing Lawsuits over Misuse of 401(k) 'Forfeited Funds'
This class-action suit is one of 50 filed in the past two years by employees challenging how employers use the "forfeited funds" from departing employees who leave before they are vested in the retirement plan.
Read more
2025-05-24 (nzz.ch)
Threatened in business, abandoned by politics: the Swiss banking place is in a crisis of meaning
It was better ordered for the reputation of Swiss banks. The problems cannot be explained solely by the irresponsible behavior of some CS top managers.
Read more
2025-05-23 (blick.ch)
The 5 Swiss acts of the day they lose 38,000 Credit Suisse and continue ... The Confederation
On the menu of this Friday, May 23: a complaint against the Confederation for Credit Suisse actions, Elisabeth Baume-Schneider and the AVS2030, the taxi war in Geneva, mobile phones at school and Switzerland criticized for its inaction in Gaza.
Read more
2025-05-07 (yellow.com)
Credit Suisse Pleads Guilty to Helping Americans Conceal $4 Billion From Tax Authorities |
Swiss bank admits to helping wealthy Americans hide more than $4 billion offshore, violating previous agreement with DOJ.
Read more
2025-05-06 (bloomberglinea.com.br)
UBS makes half a billion dollars agreement to terminate inquiry about Credit Suisse
Bank agreed to pay $ 511 million to US authorities; Credit unit in the USA declared to blame for helping rich Americans to hide the tax authorities' heritage
Read more
2025-04-20 (financialadvisorcomplaints.com)
UBS Broker Frederick Kort Faces Investigation Over $2.3M Unauthorized Trading Scheme
UBS Financial Services and former broker Frederick M. Kort (CRD #5376727, available on the FINRA BrokerCheck portal) are at the center of a troubling
Read more
2025-03-26 (confilegal.com)
The TGU confirms the fines to UBS, Nomura and Unicredit for manipulating public debt during the financial crisis -
The TGU confirms the fines to UBS, Nomura and Unicredit for manipulating public debt during the financial crisis
Read more
2025-03-23 (caproasia.com)
Switzerland Finance Ministry Fines ex-Credit Suisse Chief Compliance Officer Lara Warner$ 113,000( CHF 100,000) for Failure to Notify Authorities of$ 8.9 Million( CHF 7.9 Million) Suspicious Transaction Involving Mozambique Finance Ministry, UK FCA Issued Permanent Ban on2 ex-Credit Suisse Bankers Andrew Pearse& Surjan Singh for Lack of Integrity in Receiving$ 50.7 Million Kickbacks for Arranging Corrupt Loans to Republic of Mozambique in Credit Suisse$ 1.5 Billion Tuna Bond Scandal, Credit Suisse Fined$
Switzerland Finance Ministry Fines ex-Credit Suisse Chief Compliance Officer Lara Warner $113,000 (CHF 100,000) for Failure to Notify Authorities of $8.9 Million (CHF 7.9 Million) Suspicious Transaction Involving Mozambique Finance Ministry, UK FCA Issued Permanent Ban on 2 ex-Credit Suisse Bankers Andrew Pearse & Surjan Singh for Lack of Integrity in Receiving $50.7 Million Kickbacks
Read more
2025-03-17 (reuters.com)
UBS says "ill-informed" Swiss debate feeding uncertainty |
UBS on Monday said frequently "ill-informed" public debate about potential risks from its business activities and size has created uncertainties going into 2025 as Switzerland grapples with how to regulate the country's biggest bank.
Read more
2025-03-17 (bloomberg.com)
UBS Auditor Issues Adverse Opinion Over Credit Suisse Controls
's auditor Ernst & Young expressed an "adverse opinion" on internal controls over financial reporting related to legacy Credit Suisse matters.
Read more
2025-03-10 (bloomberglaw.com)
UBS Found Guilty in France of Harassing Two Tax Whistleblowers
A UBS Group AG unit was found guilty by a French court of harassing two whistleblowers who lifted the lid on the bank's efforts to help wealthy locals dodge taxes.
Read more