UBS Alternative and Quantitative Investments LLC
Location
Connecticut
Founded
2012-02-28
Website
Risk Signals
39844 news mentions monitored
Industry Context
This company is tracked across risk categories, including those related to its sector (e.g., Investors, Not Elsewhere Classified), including supply chain integrity, ESG practices, labor disputes, and regulatory compliance.
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Recent Articles about UBS Alternative and Quantitative Investments LLC
Live alerts from global media, monitored by Business Radar
2025-06-26 (milenio.com)
UBS, HSBC, Goldman Sachs and other banks that have been investigated for money laundering
Millionaire fines have had to be paid by financial institutions following their involvement with criminal organizations.
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2025-04-20 (financialadvisorcomplaints.com)
UBS Broker Frederick Kort Faces Investigation Over $2.3M Unauthorized Trading Scheme
UBS Financial Services and former broker Frederick M. Kort (CRD #5376727, available on the FINRA BrokerCheck portal) are at the center of a troubling
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2025-03-27 (fintechfutures.com)
UBS fined $15m for AML malpractices UBS fined $15m for AML malpractices
Bank hit by a trio of regulators for money laundering fails.
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2025-03-26 (confilegal.com)
The TGU confirms the fines to UBS, Nomura and Unicredit for manipulating public debt during the financial crisis -
The TGU confirms the fines to UBS, Nomura and Unicredit for manipulating public debt during the financial crisis
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2025-03-23 (caproasia.com)
Switzerland Finance Ministry Fines ex-Credit Suisse Chief Compliance Officer Lara Warner$ 113,000( CHF 100,000) for Failure to Notify Authorities of$ 8.9 Million( CHF 7.9 Million) Suspicious Transaction Involving Mozambique Finance Ministry, UK FCA Issued Permanent Ban on2 ex-Credit Suisse Bankers Andrew Pearse& Surjan Singh for Lack of Integrity in Receiving$ 50.7 Million Kickbacks for Arranging Corrupt Loans to Republic of Mozambique in Credit Suisse$ 1.5 Billion Tuna Bond Scandal, Credit Suisse Fined$
Switzerland Finance Ministry Fines ex-Credit Suisse Chief Compliance Officer Lara Warner $113,000 (CHF 100,000) for Failure to Notify Authorities of $8.9 Million (CHF 7.9 Million) Suspicious Transaction Involving Mozambique Finance Ministry, UK FCA Issued Permanent Ban on 2 ex-Credit Suisse Bankers Andrew Pearse & Surjan Singh for Lack of Integrity in Receiving $50.7 Million Kickbacks
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2024-11-27 (novini247.com)
The Federal Criminal Court of Switzerland acquitted UBS in a case for
The Federal Criminal Court of Switzerland acquitted UBS in a case of money laundering by a Bulgarian criminal group. The bank inherited this case after its takeover of Credit Suisse a few months ago, which collapsed in March 2023. after a series of scandals and failures. In 2022. a Credit Suisse employee was recognized
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2024-11-27 (insurancejournal.com)
UBS Acquitted Over Credit Suisse Criminal Money Laundering Case
Credit Suisse's 2022 conviction for failing to prevent the money laundering of a cocaine dealer's profits was overturned by a Swiss appeals court
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2024-11-27 (insurancejournal.com)
UBS Acquitted Over Credit Suisse Criminal Money Laundering Case
Credit Suisse's 2022 conviction for failing to prevent the money laundering of a cocaine dealer's profits was overturned by a Swiss appeals court
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2024-11-27 (insurancejournal.com)
UBS Acquitted Over Credit Suisse Criminal Money Laundering Case
Credit Suisse's 2022 conviction for failing to prevent the money laundering of a cocaine dealer's profits was overturned by a Swiss appeals court
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2024-11-27 (pme.ch)
The TPF acquits UBS in the case linked to the Bulgarian mafia
The Federal Criminal Court acquitted UBS after the appeal trial of laundering money from the Bulgarian mafia. The bank inherited this cause after the takeover of Credit Suisse. The sanctions of two other defendants were reduced.
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2024-10-30 (swissinfo.ch)
OAG receives documents on Mozambique scandal
In September 2023, the OAG opened proceedings against unknown regarding the Mozambique debt scandal for suspicion of money laundering. These are omissions or actions of unknown employees of the Credit Suisse group.
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2024-10-19 (caproasia.com)
Singapore $2.2 Billion Money Laundering – Driver Liew Yi Kit for Fugitive Su Binghai to Plead Guilty for Lying to Police, Held 4 Luxury Cars with 2 Rolls-Royce & 2 Ferrari But Told Police He was Not Holding Any Valuables
Singapore$ 2.2 Billion Money Laundering– Driver Liew Yi Kit for Fugitive Su Binghai to Plead Guilty for Lying to Police, Held4 Luxury Cars with2 Rolls-Royce&2 Ferrari But Told Police He was Not Holding Any Valuables 19th October 2024| Hong Kong Singapore$ 2.2 Billion Money Laundering– Driver Liew Yi
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