UBS Alternative and Quantitative Investments LLC
Location
Connecticut
Founded
2012-02-28
Website
Risk Signals
39839 news mentions monitored
Industry Context
This company is tracked across risk categories, including those related to its sector (e.g., Investors, Not Elsewhere Classified), including supply chain integrity, ESG practices, labor disputes, and regulatory compliance.
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Recent Articles about UBS Alternative and Quantitative Investments LLC
Live alerts from global media, monitored by Business Radar
2025-03-31 (globenewswire.com)
In a Landmark Decision, Mullen Defeats Defendants' Motion to Dismiss in Its Entirety, Allowing the Federal Spoofing Lawsuit to Combat Artificially Deflated Stock Prices to Proceed
In a significant victory for Mullen and other emerging companies who have alleged losses due to stock manipulation, a federal judge denied IMC, Clear...
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2025-03-31 (financialpost.com)
In a Landmark Decision, Mullen Defeats Defendants' Motion to Dismiss in Its Entirety, Allowing the Federal Spoofing Lawsuit to Combat Artificially Deflated Stock Prices to Proceed | Financial Post
In a significant victory for Mullen and other emerging companies who have alleged losses due to stock manipulation, a federal judge denied IMC, Clear Street, and UB…
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2025-03-23 (caproasia.com)
Switzerland Finance Ministry Fines ex-Credit Suisse Chief Compliance Officer Lara Warner$ 113,000( CHF 100,000) for Failure to Notify Authorities of$ 8.9 Million( CHF 7.9 Million) Suspicious Transaction Involving Mozambique Finance Ministry, UK FCA Issued Permanent Ban on2 ex-Credit Suisse Bankers Andrew Pearse& Surjan Singh for Lack of Integrity in Receiving$ 50.7 Million Kickbacks for Arranging Corrupt Loans to Republic of Mozambique in Credit Suisse$ 1.5 Billion Tuna Bond Scandal, Credit Suisse Fined$
Switzerland Finance Ministry Fines ex-Credit Suisse Chief Compliance Officer Lara Warner $113,000 (CHF 100,000) for Failure to Notify Authorities of $8.9 Million (CHF 7.9 Million) Suspicious Transaction Involving Mozambique Finance Ministry, UK FCA Issued Permanent Ban on 2 ex-Credit Suisse Bankers Andrew Pearse & Surjan Singh for Lack of Integrity in Receiving $50.7 Million Kickbacks
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2025-03-09 (reuters.com)
South Korea fines JPMorgan, Morgan Stanley, Nomura and UBS for short selling breaches
SEOUL, Feb 13 (Reuters) - South Korea's market watchdog has decided to impose fines on JPMorgan, Morgan Stanley, Nomura and UBS for violating short-selling...
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2025-01-05 (bloombergtax.com)
UBS Will Pay $511 Million to End Credit Suisse Tax Probe in US
UBS Group AGagreed to pay $511 million to settle a US investigation into how Credit Suisse Group, the Swiss bank it bought, helped rich Americans evade taxes even after pledging to stop the practice a decade ago.
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2024-09-24 (bloomberglaw.com)
UBS Must Defend Credit Suisse Investor Suit, While PwC Exits
Credit Suisse Group AG investors may proceed with securities fraud claims against the bank over statements before its merger into UBS Group AG, but failed to state claims against its auditor PricewaterhouseCoopers AG, a federal court ruled.
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2024-07-03 (revistaoeste.com)
Banks warned about operations by former directors of Americanas
CVM received communications from Itaú, Credit Suisse and XP with evidence of use of privileged information before the disclosure of fraud at Americanas
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2024-07-03 (revistaoeste.com)
Banks warned about operations by former directors of Americanas
CVM received communications from Itaú, Credit Suisse and XP with evidence of use of privileged information before the disclosure of fraud at Americanas
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2024-07-03 (revistaoeste.com)
Banks warned about operations by former directors of Americanas
CVM received communications from Itaú, Credit Suisse and XP with evidence of use of privileged information before the disclosure of fraud at Americanas
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2024-05-05 (gothamist.com)
Insider Trading Ring Busted
The Securities and Exchange Commission charged 14 people in an insider trading ring that involved coded text messages on disposable cell phones, information from a Morgan Stanley lawyer, and secret meetings at the Oyster Bar. Wonder if they also shared information via the Whispering Gallery, too.
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2024-05-05 (gothamist.com)
Insider Trading Ring Busted
The Securities and Exchange Commission charged 14 people in an insider trading ring that involved coded text messages on disposable cell phones, information from a Morgan Stanley lawyer, and secret meetings at the Oyster Bar. Wonder if they also shared information via the Whispering Gallery, too.
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2024-02-15 (dealbreaker.com)
Opening Bell: 2.15.24
Todd Combs doesn’t like Apple; hedgies like failing bank, AI stocks; the weird and the wonderful; and more!
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